Folvan / Resources / Management of change
Guide and checklist

Management of change at a small operator

A new accountable manager, a new base, a new aircraft type, a new safety manager. Which changes need the authority's prior approval and which you only notify, how far ahead, what the safety risk assessment has to cover, and a free one-page change checklist to run each change through.

Two kinds of change

For an AOC holder, ORO.GEN.130 splits every change in two. Any change affecting "the scope of the certificate or the operations specifications" or "any of the elements of the operator's management system as required in ORO.GEN.200(a)(1) and (a)(2)" needs prior approval by the authority ORO.GEN.130(a). "All changes not requiring prior approval shall be managed and notified to the competent authority as defined in the procedure approved by the competent authority" ORO.GEN.130(c). An ATO has the same rule in ORA.GEN.130, with "terms of approval" in place of operations specifications.

So the procedure in your manual that says how you manage and notify the second kind matters: it is approved by the authority, and changing that procedure itself needs prior approval GM1 ORO.GEN.130(a), point (b).

Declared organisations have no approval step. A declared operator (commercial SPO, or non-commercial with complex aircraft) notifies any change to its declaration "without delay" with an amended declaration ORO.DEC.100(d). A DTO notifies "without undue delay" any change to the information in its declaration and to its training programmes DTO.GEN.116.

How far ahead

ChangeAOC holderATO
Application to amend the certificateAt least 30 days before AMC1 ORO.GEN.130(a)At least 30 days before AMC1 ORA.GEN.130(a)
Planned change of a nominated personInform at least 20 days before, safety manager included AMC1 ORO.GEN.130(b)Inform at least 10 days before AMC1 ORA.GEN.130(b)
Unforeseen change (someone leaves at short notice)"at the earliest opportunity" AMC1 ORO.GEN.130(c), AMC1 ORA.GEN.130(c)

These are AMC: your approved procedure and your authority may set other lead times. Check yours.

Changes that need prior approval

GM1 ORO.GEN.130(a) lists typical changes that may affect the AOC, the operations specifications or the management system: the name of the operator; a change of legal entity; the principal place of business; the scope of activities; additional locations; the accountable manager; reporting lines between the accountable manager and the nominated persons; the operator's documentation, safety policy and procedures; and the facilities. For an ATO, GM1 ORA.GEN.130(a) has a similar list, which also names "any of the persons referred to in ORA.GEN.210(a) and (b)".

GM1 ORO.GEN.130(b) adds a longer, non-exhaustive checklist of items that need prior approval under other rules, among them alternative means of compliance, leasing agreements, specific approvals under Part-SPA, dangerous goods training programmes, flight crew and cabin crew training programmes, the MEL, and the method used to establish aerodrome operating minima.

For these changes the rule is strict:

  • Apply "before any such change takes place", with the relevant documentation ORO.GEN.130(b).
  • "The change shall only be implemented upon receipt of formal approval", and you operate under any conditions the authority sets in the meantime ORO.GEN.130(b).
  • "Operators should conduct a safety risk assessment and provide it to the competent authority upon request" AMC1 ORO.GEN.130(b).

On the other side, GM1 ORA.GEN.130(c) gives ATO examples that do not need prior approval: medical equipment, FSTD technical staff, the schedule of preventive maintenance, and the list of instructors.

The safety risk of every change

Approval or not, every change goes through your safety risk management. For a non-complex operator the AMC says: "The operator should manage safety risks related to a change. The management of change should be a documented process to identify external and internal change that may have an adverse effect on safety. It should make use of the operator's existing hazard identification, risk assessment and mitigation processes" AMC1 ORO.GEN.200(a)(1);(2);(3);(5). ATOs have the same words in AMC1 ORA.GEN.200(a)(1);(2);(3);(5).

In practice, for a small organisation, that means the same few questions every time:

  1. What exactly changes, and when? One sentence, one owner, one planned date.
  2. Which kind is it? Prior approval, notification under your procedure, or internal only.
  3. What could go wrong? Hazards the change brings or removes, found with your normal hazard identification (see risk assessment and a free hazard log). External changes count too: a new rule, a new airspace structure, a contractor that stops.
  4. What do we do about it? Each mitigation with an owner and a date, done before the change goes live where it can be.
  5. What has to be updated? Manuals, training, briefings, contracts with outsourced providers, and records.
  6. Has the authority what it needs? Application or notification sent with the lead time, and for prior approval changes the formal approval in hand.
  7. Did it work? A review after the change, and the changed area added to the compliance monitoring programme. See how to build the annual audit plan.

Common changes at a small operator

How each usually sorts, by the rule text and GM. Your approved procedure and your authority have the final word.

ChangeUsually
New accountable managerPrior approval GM1 ORO.GEN.130(a) item 6, GM1 ORA.GEN.130(a) item 5
New nominated person or safety manager (AOC)Inform at least 20 days before AMC1 ORO.GEN.130(b)
New nominated person (ATO)Prior approval, inform at least 10 days before GM1 ORA.GEN.130(a) item 6, AMC1 ORA.GEN.130(b)
New base or additional locationPrior approval GM1 ORO.GEN.130(a) item 5
New aircraft type, or a new kind of operationPrior approval where it changes the scope or the operations specifications ORO.GEN.130(a)(1)
New or revised MELPrior approval GM1 ORO.GEN.130(b) item (l)
New lease of an aircraftPrior approval of the leasing agreement GM1 ORO.GEN.130(b) item (d)
Manual revisionDepends on what it changes and on your approved procedure ORO.GEN.130(c)
New instructor added to the ATO listNo prior approval GM1 ORA.GEN.130(c) item (d)
DTO: new training programme or new aircraft in the declarationNotify without undue delay DTO.GEN.116(a)

The one-page change checklist

One page per change, in four parts: classify the change, assess the safety risk, prepare (manuals, training, the application or notification), and close it after a review. Each item carries its rule reference. Free to use and adapt.

ORO.GEN.130 ยท ORA.GEN.130

Change checklist

Word for one change on one page; Excel with a Yes, No or N/A choice and a notes column for each item.

Why the inspector asks about change

Your authority audits you on a cycle of up to 24 months, and may stretch it to 36 months only if, among other things, you have "continuously demonstrated under ORO.GEN.130 that it has full control over all changes" ARO.GEN.305(c)(2). ATOs have the same condition under ORA.GEN.130 ARA.GEN.305(c)(2). The other conditions include no level 1 findings and every corrective action on time, covered in how to close a finding. A file of completed change checklists, each with its risk assessment and the date the authority was told, is the simplest way to show that control.

Get the change checklist in Word or Excel; more templates are in the compliance monitoring toolkit. Folvan has no change module yet. What it does today is the follow-up an inspector checks after a change: the audit plan with overdue audits on the dashboard, and findings with owners and due dates. Try that part in the free 30-day pilot, and tell us at hello@folvan.com if you want change management built next.

Sources: EASA Easy Access Rules for Air Operations (March 2026: ORO.GEN.130 with AMC1 and GM1, ORO.GEN.200, ORO.DEC.100, ARO.GEN.305), Easy Access Rules for Aircrew (October 2026: ORA.GEN.130 with AMC1 and GM1, ORA.GEN.200, ARA.GEN.305, DTO.GEN.116). Rule text checked 31 October 2026; where this guide and the Official Journal differ, the Official Journal text prevails.

Questions we hear

How far ahead must we tell the authority?

For an AOC: the certificate amendment application at least 30 days before, a planned new nominated person or safety manager at least 20 days before AMC1 ORO.GEN.130. For an ATO: 30 days and 10 days AMC1 ORA.GEN.130. Unforeseen changes: at the earliest opportunity.

Is every manual revision a change needing approval?

No. Changes that affect the scope, the operations specifications or terms of approval, or the management system elements in ORO.GEN.200(a)(1) and (a)(2) need prior approval. Other revisions are managed and notified as your approved procedure says ORO.GEN.130(c).

Do we need a risk assessment for a small change?

The AMC asks you to manage the safety risks of every change through your normal hazard identification and risk assessment. For a small change that can be a few lines on the checklist. For prior approval changes, keep the safety risk assessment ready: the authority can ask for it AMC1 ORO.GEN.130(b).

We are a DTO. Does any of this apply?

No approval step. A DTO notifies the authority without undue delay of changes to its declaration and training programmes, and when it stops some or all training DTO.GEN.116. The checklist still helps you think the change through.

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